Latest Breaking News On - Ronaldd paul - Page 1 : comparemela.com

<p><span>The Securities and Exchange Commission today announced that it filed 760 total enforcement actions in fiscal year 2022, a 9 percent increase over the prior year. These included 462 new, or "stand alone," enforcement actions, a 6.5 percent increase over fiscal year 2021; 129 actions against issuers who were allegedly delinquent in making required filings with the SEC; and 169 "follow-on" administrative proceedings seeking to bar or suspend individuals from certain functions in the securities markets based on criminal convictions, civil injunctions, or other orders. The SEC&rsquo;s stand-alone enforcement actions in fiscal year 2022 ran the gamut of conduct, from "first-of-their-kind" actions to cases charging traditional securities law violations.</span></p>

New yorkUnited statesUnited arab emiratesSanjay wadhwaGurbirs grewalDennis muilenburgJames velissarisMorgan stanley smith barneyIshan wahiRonaldd paulGary genslerEnforcement programOracle corporationFinancial services incInvestment companyDivision of enforcement