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SEC Fines 5 More Firms For Ad Rule Violations
The firms will collectively pay $200,000 to settle the charges, which focused primarily on their use of hypothetical performance.
Thayne gould
Corey schuster
Exchange commission
Enforcement division asset management unit
Marketing rule
Bradesco global advisors
Credicorp capital advisors
Insight securities
Monex asset management
Enforcement division
Asset management unit
Credicorp capital
Rhode island based geasphere
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