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To recap, Section 912A of the Corporations Act, which sets out the key obligations of an AFS Licensee, requires a licensee to maintain the competence to provide [the] financial services [covered by the licence] . ASIC through Regulatory Guide 105 - Licensing: organisational competence details what attributes you need to have in order to be appointed as an Responsible Manager. These are: having direct responsibility for significant day-to-day decisions about the ongoing provision of your financial services; in conjunction with your fellow Responsible Managers, collectively having appropriate knowledge and skills for all of the licensee s financial services and products; individually, meeting one of the five options for demonstrating

Corporations actRegulatory guideResponsible managersResponsible managerResponsible mangersAkey personResponsible managers and the key person condition x2013 consequencesFinance and bankingFinancial servicesநிறுவனங்கள் நாடகம்ஒழுங்குமுறை வழிகாட்டிபொறுப்பு மேலாளர்கள்பொறுப்பு மேலாளர்விசை நபர்நிதி மற்றும் வங்கிநிதி சேவைகள்