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New York Department of Financial Services Issues Millions of Dollars in Penalties, Signaling Increased Cybersecurity Enforcement | Akin Gump Strauss Hauer & Feld LLP

To embed, copy and paste the code into your website or blog: On April 14, 2021, the New York Department of Financial Services (DFS) announced it settled an enforcement action against National Securities Corporation (“National Securities”) related to claims under the Cybersecurity Regulation, 23 NYCRR Part 500. The Consent Order imposes a $3 million penalty, various remediation measures and represents a flurry of cybersecurity activity by the regulator in the first quarter of 2021. Over the last two months DFS settled two enforcement actions and issued amended charges against First American, the first charges under the Cybersecurity Regulation, originally announced less than a year ago. April 14, 2021, Settlement

Podcast: Caveat – Cyber Insurance: Still A Work In Progress - Technology

New York Department Of Financial Services Issues Millions Of Dollars In Penalties, Signaling Increased Cybersecurity Enforcement - Technology

To print this article, all you need is to be registered or login on Mondaq.com. On April 14, 2021, the New York Department of Financial Services (DFS) announced it settled an enforcement action against National Securities Corporation ( National Securities ) related to claims under the Cybersecurity Regulation, 23 NYCRR Part 500. The Consent Order imposes a $3 million penalty, various remediation measures and represents a flurry of cybersecurity activity by the regulator in the first quarter of 2021. Over the last two months DFS settled two enforcement actions and issued amended charges against First American, the first charges under the Cybersecurity Regulation, originally announced less than a year ago.

First NYDFS Cybersecurity Enforcement Action

Monday, April 12, 2021 On March 1, 2017, the New York State Department of Financial Services (“NYDFS”) Cybersecurity Requirements for Financial Services Companies (the “Cybersecurity Regulation”) became effective. [1] Fast forward four years, where NYDFS issued its first penalty under the Cybersecurity Regulation arising from a standard examination. On March 3, 2021, NYDFS entered into a Consent Order with Residential Mortgage Services, Inc. (“RMS”) that requires RMS to pay a penalty of $1.5 million after a standard examination uncovered an unreported email compromise impacting New York consumers and a lack of periodic risk assessments by RMS. Previously, the only NYDFS cybersecurity enforcement action was against a title insurance company that experienced a large, publicly-reported data breach. The fact that NYDFS penalized RMS in connection with a standard examination demonstrates the importance of covered entities’ compliance with the Cybersecurity Regul

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