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On May 23, 2023, the US Securities and Exchange Commission (SEC) issued an Order Instituting Proceedings (Order) reflecting a $2 million settlement with Gaia, Inc. (Gaia or the Company).

United statesDan hawkeChristian schultzPhiladelphia regional officeCommittee of the board directorsGaia incEnforcement divisionSecurities exchangeExchange commissionCompany investigationDivision of enforcementExchange act ruleOrder instituting proceedingsSecurities exchange actExchange actRemediate internal