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ETF Edge: A Discussion of FINRA s Proposed Regulation of Complex Products
Attorney Thomas Gorman, Dave Nadig, and Kim Arthur discuss the Financial Industry Regulatory Authority’s (FINRA) recent warning regarding complex products.
United states
Kim arthur
Dave nadig
Thomas gorman
Bob pisani
Dorsey whitney
Financial industry regulatory authority
Attorney thomas gorman
Main management
Regulating complex
Xchange traded funds
Stock market
Bob pisani
Dave nadig
Tf edge
Expert insights
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