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Financial Services Industry Urges SEC to Strengthen Cybersecurity Practices

SIFMA and three bank industry groups request more harmonization, simplicity, and flexibility in rules.

United statesNew yorkWhite houseDistrict of columbiaKatrina cavalliSean oblackGarrett hawkinsNational securities exchangesNational securities associationsInstitute of international bankersGlobal financial markets associationExchange commissionAmerican bankers associationBank policy instituteFinancial markets associationAsset management group

SEC Proposes Sweeping New Cybersecurity Rules: Is Your Company Prepared? - Security

On March 15, 2023 the Securities and Exchange Commission ("SEC") proposed three new sets of rules (the "Proposed Rules") which, if adopted, would require a variety of companies.

Hester peirceGary genslerPublic companies carpeHow fund industry canExchange commissionProposed rulesRegulations pRegs pCybersecurity riskRegulation systems complianceCommissioner hester peirceProposed ruleChair genslerReg sp amendmentsProposed reg sp amendmentsProposed regs p

Security and Exchange Commission Enforcement Priorities

Highlight of the top SEC enforcement actions and regulation changes incl Texas Republican Attorney Generals Ask Court to Set Aside SEC Proxy Voting Disclosure Rules, 25 States File Lawsuit to Block DOL’s ESG Rule, EC Issues Frequently Asked Questions Registration Mounicipal Advisors

United statesNew yorkAvraham eisenbergMoors cabotArtak hamazaspyanPaul piercePaul munterErik gerdingCristina martin firvidaGary genslerSeanp tafaroMark uyedaKen paxtonHester peirceHyeong kwonSpicer jeffries

The SEC Expands Focus on Cybersecurity Risk to Include Registered Advisers, Broker‑Dealers, and other Market Participants | Morrison & Foerster LLP

Last month, the SEC took a big step toward strengthening the cybersecurity of financial systems by proposing regulations that, taken together, will require registered investments.

See securities exchange release noMorrison foersterMorrison foerster llpInvestment companySecurities exchangeExchange act cybersecurity proposalAct cybersecuritySecurities exchange actRegulation systems complianceExchange actManagement cybersecurityInvestment advisers actInvestment company actProposed ruleMarket entitiesMunicipal securities rulemaking board

SEC Proposes Sweeping New Cybersecurity Rules: Is Your Company Prepared? | Seyfarth Shaw LLP

On March 15, 2023 the Securities and Exchange Commission (“SEC”) proposed three new sets of rules (the “Proposed Rules”) which, if adopted, would require a variety of companies to beef.

Hester peirceGary genslerSee pressHow fund industry canPublic companies carpe datum blogExchange commissionProposed rulesRegulations pRegs pCybersecurity risk managementRegulation systems complianceCommissioner hester peirceProposed ruleChair genslerProposed reg sp amendmentsProposed cybersecurity risk management rule

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