Recognized Options News Today : Breaking News, Live Updates & Top Stories | Vimarsana

Now in Effect: Exemptions for International Dealers and Advisers Under the Ontario Commodity Futures Act | Stikeman Elliott LLP

On October 17, 2022, Ontario Securities Commission (OSC) Rule 32-506 (Commodity Futures Act) Exemptions for International Dealers, Advisers and Sub-Advisers (OSC Rule 32-506) and.

National instrumentCommodity futures act exemptions for international dealersOntario securities commissionInternational subService formInternational dealer exemptionStikeman elliottInternational adviser exemptionCommodity futures actInternational dealersRecognized optionsOngoing registrant obligations

Key takeaways from OSC s Summary Report for Dealers, Advisers and Investment Fund Managers | Dentons

Key takeaways from OSC s Summary Report for Dealers, Advisers and Investment Fund Managers | Dentons
jdsupra.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from jdsupra.com Daily Mail and Mail on Sunday newspapers.

National instrumentCommodity futures act exemptions for international dealersOntario securities commissionInvestment fund managersInvestment industry regulatory organization of canadaInvestment fundOmbudsman for banking servicesOptions proficiency requirement for international dealersBurden reduction task force the taskforceRegistrant regulationSummary reportCanadian securities administratorsRelevant investment management experienceClient relationship management specialistsInformation requirementsOngoing registrant obligations