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SEC Director Of Enforcement Announces A New Paradigm For Assessing Compliance Efforts - Securities

On October 24, 2023, the Director of the Securities and Exchange Commission's Enforcement Division, Gurbir S. Grewal, gave a keynote address to the New York City Bar Association's 2023 Compliance Institute.

New yorkUnited statesGurbirs grewalEnforcement divisionCompliance instituteCommission enforcement divisionBar associationNew york cityChief complianceDirector grewalNew york basedRare enforcement actions against complianceSec director of enforcement announcesa new paradigm for assessing compliance effortsCorporate commercial lawCorporate and company law

The SEC s Director of Enforcement Announces a New Paradigm for Assessing Compliance Efforts | Akin Gump Strauss Hauer & Feld LLP

On October 24, 2023, the Director of the Securities and Exchange Commission’s Enforcement Division, Gurbir S. Grewal, gave a keynote address to the New York City Bar Association’s 2023.

Gubir grewalGurbirs grewalExchange commission enforcement divisionYork city bar associationEnforcement divisionCompliance institute octCompliance instituteBar associationAkin gump strauss hauer feldAkin gump strauss hauerExchange commissionNew york city bar associationChief complianceDirector grewalNew york basedRare enforcement actions against compliance

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