Legislators introduced legislation prohibiting forced arbitration clauses in b/d and advisor client contracts, while advocates want the SEC to ban the practice.
Investor advocates call on SEC to end RIAs' use of mandatory arbitration investmentnews.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from investmentnews.com Daily Mail and Mail on Sunday newspapers.
New Investor Advocacy Coalition Calls On SEC, Congress To Fix RIA Forced Arbitration Problems - Formation Of Investor Advocacy Coalition Follows Increasing Complaints From Wronged Investors, Scathing SEC OIA Report That Found Rias In 'Violation Of The Fiduciary Duty'; Groups Calling For Reforms To Industry-Favored Forced Arbitration Practices mondovisione.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from mondovisione.com Daily Mail and Mail on Sunday newspapers.