The House of Representatives hosted a second hearing on the retirement security proposal, during which witnesses disagreed on the adequacy of existing rules and the proposal’s potential to restrict access to financial products.
Legislators introduced legislation prohibiting forced arbitration clauses in b/d and advisor client contracts, while advocates want the SEC to ban the practice.
Legislators introduced legislation prohibiting forced arbitration clauses in b/d and advisor client contracts, while advocates want the SEC to ban the practice.