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Securities and Exchange Commission 2023 Enforcement Highlights

Securities and Exchange Commission 2023 Enforcement Highlights
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SEC Releases Enforcement Highlights for Fiscal Year 2023 | Vedder Price

On November 14, 2023, the Securities and Exchange Commission (the “SEC” or the “Commission”) announced its enforcement results for fiscal year (“FY”) 2023, which ended on September 30,.

Republic ofGary genslerPublic company misstatementsWhistleblower programExchange commissionDivision of enforcementDivision of enforcement gurbir grewalEnforcement gurbir grewalMarketing ruleCooperation continuesIndividual accountabilityRetail investorsCybersecurity remainEnforcing market abuseForeign corrupt practices act

SEC gov | SEC Announces Enforcement Results for Fiscal Year 2023

SEC gov | SEC Announces Enforcement Results for Fiscal Year 2023
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SEC Announces Enforcement Results for Fiscal Year 2023

SEC Announces Enforcement Results for Fiscal Year 2023
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SEC Announces Enforcement Results For Fiscal Year 2023 - Commission Filed 784 Enforcement Actions, Obtained Orders For Nearly $5 Billion In Financial Remedies, And Distributed Nearly $1 Billion To Harmed Investors

SEC Announces Enforcement Results For Fiscal Year 2023 - Commission Filed 784 Enforcement Actions, Obtained Orders For Nearly $5 Billion In Financial Remedies, And Distributed Nearly $1 Billion To Harmed Investors
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Republic ofUnited statesNoord hollandKoninklijke philipsLindsay lohanPerella weinbergGary genslerAustin mahoneAliaune thiam akonJake paulSanjay wadhwaSamuel bankmanKim kardashianPrager metisGurbirs grewalMichele mason kendra