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Securities Exchange Commission Approves Private Fund Adviser Rules

Securities Exchange Commission Approves Private Fund Adviser Rules
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SEC Adopts Private Fund Adviser Rules - Compliance

Yesterday, the five SEC commissioners voted 3-2, along party lines, to approve the Private Fund Adviser Rules.

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SEC Adopts Extensive New Rules for Investment Advisers to "Private Funds," but Excludes CLOs and Other "Securitized Asset Funds" from Those Rules | Cadwalader, Wickersham & Taft LLP

In February 2022, the Securities and Exchange Commission (the “SEC” or the “Commission”) proposed sweeping new regulatory requirements under the Investment Advisers Act of 1940, as.

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Uprooted: Private Fund Advisers; Documentation Of Registered Investment Adviser Compliance Reviews, SEC Commissioner Hester M. Peirce, Aug. 23, 2023

Uprooted: Private Fund Advisers; Documentation Of Registered Investment Adviser Compliance Reviews, SEC Commissioner Hester M. Peirce, Aug. 23, 2023
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SEC Adopts Private Fund Adviser Rules | Proskauer - The Capital Commitment

Yesterday, the five SEC commissioners voted 3-2, along party lines, to approve the Private Fund Adviser Rules. The final Rules scale back from what was initially proposed 18 months.

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