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SEC Swaps The Game: New Rules To Combat Fraud, Manipulation And CCO Undue Influence - Securities
The Securities Exchange Commission (SEC) adopted two new rules on June 7 aimed at preventing fraud and manipulation specific to security-based swap (SBS) transactions and the entities that trade.
Gary gensler
Marka elste
Peterb driscoll
Markt uyeda
Securities exchange
Authority nov
Securities exchange commission
Securities exchange act
Exchange act
Securities act
Adopting release
Investment advisers
Rules regarding
Prohibitions against fraud
Security based swaps
Against undue influence
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