The financial advice profession needs more certainty on how the Australian Financial Complaints Authority will judge a complaint, says the Association of Financial Planners (AFA).
The Association of Financial Advisers (AFA) has published its Quality of Advice submission, putting forward several recommendations including the provision of a three-year relief period for client consent forms.
Doha: Professional Year 4 pharmacy student Halima Sadia from the College of Pharmacy at Qatar University Health and teammate Nafis, a pharmacy student.
The financial advice industry has fallen by triple digits for the third week in a row, according to Wealth Data, with year to date licensee closures more than double the previous corresponding period.
One of the most important factors to a successful Professional Year strategy is for firms to look beyond the 12-month horizon and how a candidate can develop at the firm over the long-term.