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SEC Settlement Reflects Continued Scrutiny Regarding MNPI, Advertisements And Investor Communications -

On December 26, 2023, the U.S. Securities and Exchange Commission (SEC) announced a settlement with a registered investment adviser, OEP Capital Advisors, L.P. (OEP).

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When Two Worlds Collide: Navigating Conflicts Between An Employee s Personal Beliefs And The Mission Or Values Of Your Business - Employee Rights/ Labour Relations

Given the current state of affairs in this country and the upcoming 2024 presidential election, there is no short supply of hot button issues that may come up in conversation in the workplace.

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When Two Worlds Collide: Navigating Conflicts Between an Employee s Personal Beliefs and the Mission or Values of Your Business | Venable LLP

Given the current state of affairs in this country and the upcoming 2024 presidential election, there is no short supply of hot button issues that may come up in conversation in the.

United statesNew yorkNational labor relations actPractices to find missionUnbeknownst to organizationA hypothetical organizationHypothetical organizationFind mission drivenAction relatedOff duty conductProcedures relatedSocial media policy

SEC Settlement Reflects Continued Scrutiny Regarding MNPI, Advertisements and Investor Communications | Lowenstein Sandler LLP

On December 26, 2023, the U.S. Securities and Exchange Commission (SEC) announced a settlement with a registered investment adviser, OEP Capital Advisors, L.P. (OEP). The settlement.

Jeremy cantorLowenstein sandlerScott mossLowenstein sandler investment management groupFund regulatory compliance groupFund risk alertInvestment management groupExchange commissionProcedures relatedRelevant compliance policiesUnreviewed advertisementsClaims basedEnforce its compliance policiesFund regulatoryCompliance groupInvestment advisers

Barrasso Calls on DOE Inspector General to Investigate Favoritism in Loan Programs Office Grant Process

Barrasso Calls on DOE Inspector General to Investigate Favoritism in Loan Programs Office Grant Process
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