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Q2 2023 U S Legal & Regulatory Developments

The following is our summary of significant U.S. legal and regulatory developments during the second quarter of 2023 of interest to Canadian…

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SEC Adopts Significant Amendments to Form PF | Troutman Pepper

On May 3, the U.S. Securities and Exchange Commission (SEC) adopted significant amendments to Form PF, the confidential reporting form for certain SEC-registered investment advisers to.

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The SEC Significantly Expands the Scope of Form PF Reporting | K&L Gates LLP

Introduction and Summary - On 3 May 2023, the Securities and Exchange Commission (SEC) approved amendments to Form PF (the Amendments), the confidential reporting form required to be.

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SEC Proposes Amendments to Form PF | Dechert LLP

The Securities and Exchange Commission on January 26, 2022 voted three-to-one to propose amendments to Form Private Fund (Form PF), a confidential reporting form for certain.

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