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Industry group recommends advice-focused SRO | Investment Executive

Industry group recommends advice-focused SRO | Investment Executive
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OSC unveils new RAC members | Advisor's Edge

James Langton The Ontario Securities Commission (OSC) has unveiled the new membership of its advisory committee for registered firms. The OSC’s Registrant Advisory Committee (RAC) provides the regulator with industry input on compliance and registration issues, and consults on its policy work. The latest edition of the committee includes representatives from large asset managers (Franklin Templeton Investments Corp., BMO Asset Management Inc. and Fidelity Investments Canada ULC), smaller firms (Burgundy Asset Management Ltd., Cassels Investment Management Inc. and Sionna Investment Managers Inc.), and industry trade groups such as the Portfolio Management Association of Canada (PMAC) and Private Capital Markets Association of Canada (PCMA).

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