comparemela.com

Latest Breaking News On - Penalties manual - Page 1 : comparemela.com

UK: 10 things to note about the FCA and Bank of England Digital Securities Sandbox consultation | Hogan Lovells

On 3 April 2024, the Bank of England (BoE) and the Financial Conduct Authority (FCA) issued a consultation paper setting out the proposed approach to operating the Digital Securities.

United-kingdom
Digital-securities-sandbox
Financial-securities
Markets-act
Decision-procedure
Penalties-manual
Digital-securities-depository
Multilateral-trading-facility
Organised-trading-facility

Self-Reporting to the Authorities and Other Disclosure Obligations: The UK Perspective

Global Investigations Review (GIR) is the hub for global coverage of corporate investigations and their aftermath. Keep up to date with significant developments in the corporate investigations world.

United-kingdom
Beirut
Beyrouth
Lebanon
United-states
Netherlands
Singapore
Brazil
Saudi-arabia
Cambridge
Cambridgeshire
France

FCA Fines Former Chairman of Convatec for Unlawful Disclosure of Inside Information | Dorsey & Whitney LLP

The Financial Conduct Authority (FCA) which regulates financial services and markets in the UK has fined Sir Christopher Gent, the former non-executive Chairman of ConvaTec Group Plc.

United-kingdom
Financial-conduct-authority
Convatec-group-plc-the-company
Dorsey-whitney
Sir-christopher-gent
Convatec-group-plc
Abuse-regulation
Final-notice
Inside-information
Penalties-manual
Market-abuse-regulation

In review: criminal and regulatory enforcement against companies in United Kingdom (England & Wales)

The need-to-know legal and practical points surrounding criminal and regulatory enforcement actions against companies in United Kingdom (England & Wales), including corporate liability regimes, relevant penalties and key features of compliance programmes.

Kremlin
Moskva
Russia
United-kingdom
Northern-ireland
Craigavon
Monaco
Ukraine
Brazil
Scotland
British
Neil-gerrard

© 2024 Vimarsana

vimarsana © 2020. All Rights Reserved.