Page 9 - Pawan Passi News Today : Breaking News, Live Updates & Top Stories | Vimarsana

SEC charges Morgan Stanley, former exec with multimillion-dollar fraud

SEC charges Morgan Stanley, former exec with multimillion-dollar fraud
yahoo.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from yahoo.com Daily Mail and Mail on Sunday newspapers.

New yorkUnited statesDamian williamsGary genslerGurbirs grewalExchange commissionSecurities exchangeEnforcement divisionMorgan stanleyUs attorney officePawan passiSecurities exchange actSouthern districtDivision director gurbir

Morgan Stanley will pay $249 million to settle criminal, SEC block trade probes

Pawan Passi, a former Morgan Stanley supervisor for block trades, entered into a deferred prosecution agreement in New York court for his conduct.

New yorkUnited statesGary genslerGeorge canellosExchange commissionMorgan stanleyUs attorney officePawan passiSouthern districtSouthern californiaWall street

Morgan Stanley to Pay Under $300 Million to Settle Trading Probe

Morgan Stanley to Pay Under $300 Million to Settle Trading Probe
bnnbloomberg.ca - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from bnnbloomberg.ca Daily Mail and Mail on Sunday newspapers.

Bloomberg morgan stanleyJames gormanLydia beyoudMorgan stanleyJustice departmentExchange commissionTed pickNew york basedPawan passiWall streetMorgan stanley says trading probes focusHow block trades workWhy they arouse suspicions

Morgan Stanley to pay under $300 million to settle trading probe

Morgan Stanley to pay under $300 million to settle trading probe
americanbanker.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from americanbanker.com Daily Mail and Mail on Sunday newspapers.

James gormanMorgan stanleyJustice departmentExchange commissionMorgan stanley ahead of earnings figuresTed pickNew york basedPawan passiWall street

Morgan Stanley Is Expected To Resolve Block Trade Investigation With Multi-Million Dollar Payment - Morgan Stanley (NYSE:MS)

A Bloomberg report from Thursday indicated that Morgan Stanley (NYSE: MS) is anticipated to pay $200 million to $300 million to resolve the longstanding U.S.

Morgan stanleyJustice departmentPawan passiVontier prepared forRevenue and margin growth