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SEC Obtains Emergency Relief In Case Charging Claims Aggregator And Principals With Multi-Million Dollar Fraud

<p><span>The Securities and Exchange Commission today announced it charged a New Jersey "claims aggregator" &ndash; a firm that submits claims on behalf of its clients to administrators tasked with returning settlement funds to harmed investors &ndash; and its three principals with defrauding distribution funds established to return money to securities fraud victims in a multi-year scheme that yielded millions of dollars.</span></p>

SEC Charges Investment Bank Compliance Analyst With Insider Trading In Parents Accounts And Obtains Asset Freeze

SEC Charges Investment Bank Compliance Analyst With Insider Trading In Parents Accounts And Obtains Asset Freeze
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