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Regulators said Robert Barber, senior investment advisor for Research Capital, failed his 'gatekeeping' duties when he conducted trades for a man criminally convicted of fraud

British columbiaAly babu mawjiGeoffrey whitlamDenise trainorTiffany sweeneyManagement incAffinor growers incCanadian securities instituteResearch capitalMackie researchOntario securities commissionMark financial corpAbattis bioceuticals corpBc securities commissionRobert barber of research capitalMutual fund dealers association