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SFC suspends Mr Tang Kai Shing, RO & MD of Rifa Futures Ltd, for 8 months

SFC suspends Mr Tang Kai Shing, RO & MD of Rifa Futures Ltd, for 8 months
webb-site.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from webb-site.com Daily Mail and Mail on Sunday newspapers.

Tang kai shingFutures commissionRifa futures limitedInternational futures coOverall management oversightFutures ordinanceDisciplinary action

Hong Kong Securities and Futures Commission attributes corporate misconduct to Manager In Charge and Responsible Officer | Allen & Overy LLP

We consider the implications of the Hong Kong SFC’s recent suspension of a responsible officer (RO) and manager-in-charge (MIC) following its public reprimand and fine of Fulbright.

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SFC fines Fulbright Securities HK$3 3m and suspends its RO Eric Liu Chi Ming for 6 months

SFC fines Fulbright Securities HK$3 3m and suspends its RO Eric Liu Chi Ming for 6 months
webb-site.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from webb-site.com Daily Mail and Mail on Sunday newspapers.

Eric liu chi mingFulbright securitiesFutures commissionFulbright securities limitedHong kong listedFutures ordinanceOverall management oversightKey business lineAnti money launderingCounter terrorist financing ordinancePersons licensedInternal control guidelines