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SEC gov | SEC Charges Northern Star SPAC for Material Misrepresentations in its IPO-Related Disclosures

SEC gov | SEC Charges Northern Star SPAC for Material Misrepresentations in its IPO-Related Disclosures
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United statesScotta thompsonBrendanp mcglynnOrestep mcclungBrianr higginsNicholasp grippoExchange commissionNorthern star investment corpPhiladelphia regional officeNorthern star investmentNorthern starSecurities actPhiladelphia regional

Apex s Failed SPAC Inks $1 5M SEC Deal Over IPO Filings

The U.S. Securities and Exchange Commission announced Thursday that Northern Star Investment Corp. II, a special-purpose acquisition company whose merger with Apex Fintech Solutions fell apart in 2021, agreed to pay $1.5 million to resolve charges that it made misleading statements in its initial public offering filings.

Northern star investment corpApex fintech solutionsExchange commissionLauren bergNorthern star investment

SPAC to avoid $1 5M SEC fine for failing to disclose pre-IPO merger talks

SPAC to avoid $1 5M SEC fine for failing to disclose pre-IPO merger talks
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Northern star investment corpApex clearing holdingsNorthern star investmentNorthern star

Apex s Failed SPAC Settles $1 5M SEC Charge | Wealth Management

Northern Star settled SEC charges that it mislead investors in public filings, indicating it had not had conversations with Apex prior to its IPO.

United statesJonathan ledeckyNicholasp grippoPhiladelphia regional officeExchange commissionApex fintech solutionsNorthern star investment corpApex clearingNorthern star investmentNew yorkNorthern starRegional office

SEC Charges Northern Star SPAC for Material Misrepresentations in its IPO-Related Disclosures

The Securities and Exchange Commission today announced that Northern Star Investment Corp. II, a special purpose acquisition company (SPAC), agreed to settle…

Northern star investment corpExchange commissionNorthern star investmentReaking news

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