D'Amore-McKim's Finance faculty bring a wealth of professional expertise to the classroom and continue to break new ground in research and thought leadership in the areas of empirical corporate finance and investments.
The industry critic joins other profs who became financial advisors. She's serving as the part-time principal of a new practice launched by a longtime friend.
As wealth management firms and advisors increasingly wear two hats, it's getting harder for investors to know when they're overpaying for products and advice.
A $775,000 settlement for Waddell & Reed relating to its pre-LPL days displays how the regulator is ramping up enforcement of such cases, experts said.