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Welcome to the latest issue of Bracewell’s FINRA Facts and Trends, a monthly newsletter devoted to condensing and digesting recent FINRA developments in the areas of enforcement,.

United statesOmer meiselViewtrade securities incJoseph stone capitalFinraunveilsnewcomplexinvestigationsand intelligence teamIntelligence teamSecurities exchangeExchange act ruleComplex investigationsNewcomplexinvestigationsand intelligence teamAnalytics unitPresident omer meiselMember firmsTheir dutySupervise digitalRegulatory notice