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The New SEC Rules And The Landscape Of Private Equity Fees

As firms increasingly prepare for retail flows into alternative investments, private equity fees have once again captured headlines.

Richard ennisGary genslerCliff asnessLincoln internationalRoman instituteExchange commissionPrivate equity reportDefined contribution plans include private equityAnalysts journalSarbanes oxley actLandscape of private equityNew sec rulesSecurities and exchange commissionPrivate equity feesCarrie mccabe

Hedge fund, private equity regulations may be coming

The SEC has proposed rules that would require private funds to disclose more investment information to clients.

Steven kaplanBryan corbettElizabeth warrenUniversity of chicagoExchange commissionNational association of private fund managersFunds associationWall street journalreportedManaged funds associationPrivate funds proposalMillennium managementWall street journalNational associationPrivate fund managersProposed rulesPrivate funds regulation

SEC 10B-5 Insider Trading Requirements for 2023

Securities and Exchange Commission SEC adopted new rules implementing conditions for insiders affirmative defense for Rule 10b5-1 trading plans 10b5-1 plans under Rule 10b-5 of Securities Exchange Act of 1934 requiring issuers to provide periodic report and proxy statement disclosures.

Exchange commissionSecurities exchangeSecurities exchange actExchange actAffirmative defenseCooling off periodsMultiple overlappingReporting requirementsNew itemRegulations kSarbanes oxley actTransactions disclosedBona fide gifts disclosedFederal registerInsider trading arrangementsRelated disclosures

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