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SEC Amendments to Rule 10b5-1 | Stinson LLP

On December 14th, 2022, the U.S. Securities and Exchange Commission (SEC) adopted a series of amendments to Rule 10b5-1 under the Securities Exchange Act of 1934. In sum, the amendments.

SEC Reporting Update | Snell & Wilmer

Oh, It Doesn t Show Signs Of Stopping: SEC Issues More End‑of-Year Rules Regarding Rule 10b5-1 Plans, Gifts Of Securities, And Stock Option Awards - Securities

SEC 10B-5 Insider Trading Requirements for 2023

Securities and Exchange Commission SEC adopted new rules implementing conditions for insiders affirmative defense for Rule 10b5-1 trading plans 10b5-1 plans under Rule 10b-5 of Securities Exchange Act of 1934 requiring issuers to provide periodic report and proxy statement disclosures.

SEC Adopts New Securities Disclosure Requirements

SEC adopted final rules amending Rule 10b5-1 under Securities Exchange Act of 1934 and adding new disclosure requirements to Regulation S-K to enhance investor protections against insider trading by giving shareholders visibility into trading practices of company insiders.

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