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More RIAs using retainer, flat fees over AUM charges

More RIAs using retainer, flat fees over AUM charges
financial-planning.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from financial-planning.com Daily Mail and Mail on Sunday newspapers.

United statesJohn mckennaLeighann mikoRaman singhLaura varasCerulli associatesExchange commissionInvestment adviser associationNational regulatory servicesPrivate wealth managementLos angeles based

Michigan association offers restaurants alcohol service training amid holiday rush

Restaurant operators will have the opportunity to participate in an alcohol service awareness program.

United statesJustin winslowTrevor estelleRegulatory servicesMichigan restaurantLodging associationServsafe alcoholNational regulatory servicesFood safety in the united statesNational restaurant associationAlcohol law

COMPLY RANKED NO 2,095 ON INC 5000 LIST OF FASTEST-GROWING COMPANIES

/PRNewswire/ COMPLY, the global market leader of compliance software, consulting and education resources for the financial services sector, today announced.

United statesSan antonioNate remmesAmy kadomatsuNational regulatory servicesBusiness mediaFemale foundersPower partners

Investment Adviser Association reports financial advisor numbers rise

Investment Adviser Association reports financial advisor numbers rise
financial-planning.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from financial-planning.com Daily Mail and Mail on Sunday newspapers.

Karen barrExchange commissionInvestment adviser associationNational regulatory servicesInvestment adviser

Number of investment advisors hits record high

The number of investment advisors hit a record high in 2022, as did total employment in the sector, while assets under management declined.

John gebauerGary genslerKaren barrNational regulatory servicesInvestment adviser associationExchange commissionAdviser industry snapshotDevolution revolutionCapitol hill

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