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MSRB files proposed solicitor MA rule with SEC

The proposed Rule G-46 seeks to clarify certain rules specific to solicitor municipal advisors, a very specific group of professionals.

Advisors, dealers seek tweaks to MSRB requalification proposal

The MSRB is proposing to allow previously qualified muni advisors, who have been out of the profession for two or more years, a one-time exemption from having to requalify by examination.

Frank Hoadley

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