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Court resurrects fiduciary duty claim against investment advisors

Decision should be a 'wake-up call' to advisors: lawyer

Michael mckiernanJavier sanchezJohn fabelloKate findlayNancy mehradOntario superior courtMutual fund dealers association of canadaAird berlisInternational capital management incOntario divisional courtDivisional courtInternational capital managementMutual fund dealers associationSuperior courtAppeal courtRegistrant law

Many conflict-of-interest practices deficient, finds securities regulators report

Conflicts tend to arise from internal compensation arrangements, says CSA and CIRO

Nancy mehradMutual fund dealers association of canadaNational instrumentInvestment industry regulatory organization of canadaCanadian investment regulatory organizationCanadian securities administratorsOngoing registrantInvestment industry regulatory organizationMutual fund dealers associationConflict of interest

Securities Administrators new business plan show devotion to preserving investor confidence: lawyer

The CSA's new business plan prioritizes client focus reforms, ESG and other regulatory changes

Nancy mehradNational registration databaseInvestor advisory panelOmbudsman for banking servicesCanadian securities administratorsRegistrant lawElectronic document analysisElectronic disclosureIndigenous peopleIndigenous peoplesCapital marketsAdvisory panelBanking servicesOver the counterCanadian dollar offered rateClient focused reforms

Former industry exec David Singh sentenced to three and half years in jail for defrauding investors

Justice Mara Greene ordered Singh to pay restitution of more than $4.8 million

Jeff kehoeNancy mehradDavid singhJustice greeneJustice mara greeneOntario courtRockfort mortgage investment corporationGreenview capital mortgage investment corporationOntario securities commissionOntario court justice mara greeneMinistry of the attorneyFortune financialCourt justice mara greeneOntario securities actRegistrant lawSecurities act

Former industry exec David Singh sentenced to three and half years in jail for defrauding investors

Justice Mara Greene ordered Singh to pay restitution of more than $4.8 million

Jeff kehoeNancy mehradDavid singhJustice greeneJustice mara greeneOntario courtRockfort mortgage investment corporationGreenview capital mortgage investment corporationOntario securities commissionOntario court justice mara greeneMinistry of the attorneyFortune financialCourt justice mara greeneOntario securities actRegistrant lawSecurities act

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