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Dave Sanchez to lead SEC Office of Municipal Securities

Sanchez was instrumental in drafting the municipal advisory regulatory regime during his previous stint at the SEC.

United statesSan franciscoMichael deckerChuck samuelsRebecca olsenSusan gaffneyPaul macoGary genslerErnesto lanzaMintz levinNorton rose fulbrightDave sanchezOffice of municipal securitiesGeorgetown law centerNational association of municipal advisorsExchange commission office of municipal securities

Comment Deadline Set For FINRA-Proposed Fee For New Municipal Advisor Principal Exam - Finance and Banking

A FINRA proposal to establish fees for the new Municipal Advisor Principal Examination (a/k/a the Series 54 exam) was published in the Federal Register. Comments on the proposal must be received by October 26, 2021.

Laws of the corporation feesMunicipal advisorPrincipal examinationComment deadline set for finra proposed fee new municipal advisor principal examFinance and bankingFinancial services

A four-point checklist for your business succession and exit - Nashville Business Journal

A four-point checklist for your business succession and exit - Nashville Business Journal
bizjournals.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from bizjournals.com Daily Mail and Mail on Sunday newspapers.

Puerto ricoUnited statesValores mobiliarios ltdaFinancial services incorporated of puerto ricoInvestment officeBusiness enterprise institute incSecurities exchange act the municipal advisor ruleFinancial services incUbs agSecurities japan co ltdInvestment researchWealth management israel ltdGlobal wealth managementEnterprise instituteSustainable investingAsset managers

A four-point checklist for your business succession and exit - Nashville Business Journal

MSRB Offers Remote Municipal Advisor Principal Exam - Finance and Banking

MSRB Offers Remote Municipal Advisor Principal Exam - Finance and Banking
mondaq.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from mondaq.com Daily Mail and Mail on Sunday newspapers.

Municipal advisorRepresentative qualification examination