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CFA Urges Congres Not To Derail DOL s Newest Fiduciary Rule

In a letter earlier this month, the Consumer Federation of America urged members of Congress to resist industry efforts to derail the fiduciary rule.

United statesJulie suMicah hauptmanDale brownLisa gomezMark cadinJoe bidenSenate appropriationsDepartment of laborConsumer federation of americaCircuit courtFinancial services instituteEmployee benefits security administrationConsumer federationPresident joe bidenFifth circuit court

U S investor advocates take aim at RIA arbitration

Firms use forced arbitration to discourage clients from pursuing complaints

United statesJoe peifferJames langtonMicah hauptmanOffice of the investor advocatePublic investors advocate bar associationNational association of consumerAmerican association for justiceOmbudsman for banking servicesUs financial industry regulatory authorityExchange commissionConsumer federation of americaInvestor advocateIndustry regulatory authorityAmerican associationFinancial reform

Investor advocates call on SEC to end RIAs use of mandatory arbitration

Investor advocates call on SEC to end RIAs use of mandatory arbitration
investmentnews.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from investmentnews.com Daily Mail and Mail on Sunday newspapers.

United statesChristine hinesJoe peifferBrad jacobsMicah hauptmanGary genslerInvestor advocacy coalitionNational press clubNational association of consumerPublic investors advocate bar associationOffice of investorConsumer federation of americaExchange commissionOffice of the investorConsumer federationNational association

U S investor advocates take aim at RIA arbitration

Firms use forced arbitration to discourage clients from pursuing complaints

United statesMicah hauptmanJoe peifferConsumer federation of americaPublic investors advocate bar associationNational association of consumerUs financial industry regulatory authorityOmbudsman for banking servicesAmerican association for justiceIndustry regulatory authorityAmerican associationFinancial reformBetter marketsConsumer federationNational associationConsumer advocates

New Investor Advocacy Coalition Calls On SEC, Congress To Fix RIA Forced Arbitration Problems - Formation Of Investor Advocacy Coalition Follows Increasing Complaints From Wronged Investors, Scathing SEC OIA Report That Found Rias In Violation Of The Fiduciary Duty ; Groups Calling For Reforms To Industry-Favored Forced Arbitration Practices

New Investor Advocacy Coalition Calls On SEC, Congress To Fix RIA Forced Arbitration Problems - Formation Of Investor Advocacy Coalition Follows Increasing Complaints From Wronged Investors, Scathing SEC OIA Report That Found Rias In Violation Of The Fiduciary Duty ; Groups Calling For Reforms To Industry-Favored Forced Arbitration Practices
mondovisione.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from mondovisione.com Daily Mail and Mail on Sunday newspapers.

United statesMartha perez pedemontiAsia pacificChristine hinesMichael phillipsBrady williamsMicah hauptmanMarykay dragovichRita berardelliJoe peifferAmerican association for justiceOffice of the investor advocatePublic investors advocate bar associationAmerican arbitration associationNational press clubNational association of consumer advocates