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Queensland licensee manager hit with four year ban

ASIC has confirmed the ban. The director and sole responsible manager for an Australian financial services licensee has been banned from performing the functions of an officer and a responsible manag

ASIC suspends AFSL of wealth management firm

The firm’s licence has been suspended for six months. On Friday, ASIC announced it had suspended the AFSL of financial services provider HJ Shortland & Co Wealth Management Pty Ltd for six months.

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