comparemela.com

Latest Breaking News On - Max schatzow - Page 7 : comparemela.com

Rise of hourly planning fees bumps up against state regulators

State regulators are ‘capping fee levels below market rates, and there’s no way for the advisor to respond,’ said Michael Kitces.

United statesMax schatzowMadison walkerJoanne jonesNicholas gertsemaMichael kitcesMelanie lubinKitces researchExchange commissionMissouri securities divisionWashington department of financial institutionsAmerican securities administrators associationRegistered investment adviserMissouri secretaryNorth american securities administratorsWashington department

SEC Nearly Doubles Its Crypto and Cyber Enforcement Staff

The SEC is nearly doubling the staff for the Enforcement Division’s Crypto Asset and Cyber Unit by 20 positions.

Sri lankaUnited statesMax schatzowGurbirs grewalGabriel edelmanHester peirceJoe bidenRichard hoffmanGary genslerJohn michael carusoExchange commissionEnforcement divisionDivision of enforcement crypto assetCrypto assetCyber unitZima global ventures

Max Schatzow on the SEC s New Rules for Advisor Marketing in 2022

Max Schatzow, the founder of RIA Lawyers, dissects the new rules and compliance regulations surrounding marketing for advisors.

Max schatzowDavid armstrong

The Big Mistake That Exposes Breakaway Advisors to Lawsuits

Too many brokers and advisors skip a crucial step when joining a firm legal experts like Brian Hamburger say.

United statesBrian hamburgerMax schatzowMichael policarHamburger law firmUs district courtWhat you needHamburger lawNorthern district

New Law Firm Touts Compliance Aid for Middle-Market RIAs

RIA Lawyers, founded by attorneys Max Schatzow, Cary Kvitka and Ryan Walter, will work with mid-level RIAs with AUM between $100 million and $10 billion.

New yorkUnited statesNew jerseyMax schatzowCary kvitkaRyan walterMorgan stanleyExchange commissionFinancial industry regulatory authorityDepartment of labor

vimarsana © 2020. All Rights Reserved.