On November 4, 2022, the U.S. Securities and Exchange Commission (the "SEC") began enforcing its updated advertising requirements for federally registered advisers.
On November 4, 2022, the U.S. Securities and Exchange Commission (the “SEC”) began enforcing its updated advertising requirements for federally registered advisers. Those rules,.
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Judge declared Fiduciary Duty Rule by Massachusetts Secretary of the Commonwealth, invalid, holding that the Secretary lacked authority to adopt rule. Robinhood argued that the Fiduciary Duty Rule improperly overrides Massachusetts common law unlawfully.