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SEC Issues Marketing Rule FAQ on Net IRR Presentation in Investment Adviser Advertising Materials

On February 6, 2024, Securities and Exchange Commission (SEC) staff issued a new Frequently Asked Question (FAQ) under the SEC’s Marketing Rule on…

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The (New) Marketing Rule: Perspectives on RIA Compliance, One Year Later | Davis Wright Tremaine LLP

As we move further away from the one-year anniversary of the compliance date for the SEC's new Marketing Rule 206(4)(1) under the Investment Advisers Act of 1940 (the "Marketing Rule"),.

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Performance Precision: SEC s New FAQ Sharpens Focus on Gross and Net IRR Obligations | ACA Group

On February 6, 2024, the Securities and Exchange Commission’s (SEC) Division of Investment Management released a new Frequently Asked Question (FAQ) clarifying requirements around gross.

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SEC Issues Updated Marketing Rule FAQ on IRRs for Funds With Subscription Facilities | Goodwin

On February 6, 2024, the staff of the Securities and Exchange Commission (SEC) issued an updated FAQ with respect to the Marketing Rule (Rule 206(4)-1) under the Investment Advisers Act.

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Important Dates and Reminders for Investment Advisers, Exempt Reporting Advisers, Commodity Trading Advisors and Commodity Pool Operators | Foley Hoag LLP

INVESTMENT ADVISERS - Annual Compliance Reviews - All investment advisers registered with the Securities and Exchange Commission (“SEC”) or at the state.

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