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Press release content from Business Wire. The AP news staff was not involved in its creation. Foreside Acquires Capital Markets Compliance January 26, 2021 GMT PORTLAND, Maine (BUSINESS WIRE) Jan 26, 2021 Foreside Financial Group, LLC (“Foreside”), a provider of governance, risk management, and compliance service and technology offerings to clients in the global asset and wealth management industry, today announced that it plans to acquire Capital Markets Compliance (CMC), a leading compliance, consulting, and FINOP practice. Rick Alvarez (Photo: Business Wire) Founded in 1999 and based in Atlanta, CMC serves financial services firms that offer securities products through full-service brokerage operations, investment banking, and investment advisory services. With a comprehensive suite of services and technology solutions, Foreside will integrate CMC’s proprietary technology into its platforms. As part of the acquisition, CMC’s managing team of Karen Lopez Alvarez and

New yorkUnited statesBack bayLovell minnickDavid whitakerMalea ritzErick alvarezKaren lopez alvarezForeside financial groupUs bancorpBackbay communicationsCompliance advisory servicesFinancial groupCapital markets complianceBusiness wireInvestment advisor