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Examining SEC Enforcement Trends Can Boost Your Compliance Efforts - Securities

Costa Mesa man pleads not guilty to charges of federal fraud and money laundering

The U.S. Department of Justice said the scheme raised $13.8 million by promising investors high returns.

SEC Charges Newport Beach Company And Its Principals With Operating A $13 5 Million Ponzi-Like Scheme

<p><span>The Securities and Exchange Commission today announced that it has charged BNZ, a Newport Beach, California-based company, and its co-founders and co-managers Brett Barber and Louis Zimmerle, for fraudulently raising $13.5 million from more than 100 retail investors.</span></p>

MIL-OSI USA: SEC Charges Newport Beach Company and its Principals with Operating a $13 5 Million Ponzi-Like Scheme

MIL-OSI USA: SEC Charges Newport Beach Company and its Principals with Operating a $13 5 Million Ponzi-Like Scheme
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