Securities and Exchange Commission SEC compliance with amended Rule 206 Marketing Rule became mandatory for all investment advisers registered with the Securities and Exchange Commission
Recent enforcement actions highlight the increased regulatory scrutiny that private funds may face with respect to internal cybersecurity protocols and responses to cyber-crimes and cyber incidents under new.
Go to any private equity event in the last 12 months, and "energy transition" will have been discussed, meaning the shift in energy production away from fossil‑based systems to low or zero carbon ones.
As fund managers continue to raise funds focused on investments in the clean energy sector, there are four risks of which fund managers need to be aware. The web of ESG regulation is highly relevant for such funds and their investments but there are more risks to consider.
SPAC deal volume hit an unprecedented high in 2021, but then slowed down in 2022 alongside IPOs. However, the fallout from the SPAC wave will continue to unfold this year, generating increased regulatory attention and a growing number of disputes.