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DOL fiduciary retirement advisor proposal advances to OMB

DOL fiduciary retirement advisor proposal advances to OMB
financial-planning.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from financial-planning.com Daily Mail and Mail on Sunday newspapers.

United statesLeo rydzewskiJoe bidenWayne chopusFinancial services instituteNational association of personal financial advisorsNational association of insuranceUs chamberExchange commission regulation best interestDepartment of laborUniversity of southern californiaRetirement instituteEmployee benefits security administrationBiden office of managementPresident joe bidenSecurity rule

FPA, CFP Board diverge on DOL investment advice proposal

FPA, CFP Board diverge on DOL investment advice proposal
investmentnews.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from investmentnews.com Daily Mail and Mail on Sunday newspapers.

Leo rydzewskiKevin kellerPatrick mahoneyMatthew boersenFinancial planning coalitionNational association of personal financial advisorsDepartment of laborFinancial planning associationCertified financial planner boardNational associationPersonal financialClaudia cypher kaneBeacon wealthStraight path wealth management

Retirement Industry People Moves

Principal promotes Branham to national retirement investment director; Spouting Rock hires chief client officer; Natixis bolsters retirement product sales; and more.

United statesDaniel schatzJim dinegarAndy provencherRob loganErin koeppelMatt marcheseMegan branhamAndrew smithLeo rydzewskiMarket sales teamPrincipal asset management names nationalCharles schwab retirement plan servicesWealth solutionsAsset managementRock asset management

CFP Board looks to detailed sanctions reports to deter misbehavior

CFP Board looks to detailed sanctions reports to deter misbehavior
financial-planning.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from financial-planning.com Daily Mail and Mail on Sunday newspapers.

United statesTim welshTom sporkinJohn robinsonLeo rydzewskiEthics commissionFinancial industry regulatory authorityExchange commissionCertified financial planner boardHonolulu based financial planning hawaiiStreet journalWall street journalNexus strategy

CFP Board Begins Publishing Disciplinary Details of Public Sanctions

The CFP Board’s Disciplinary and Ethics Commission previously released anonymized iterations of its sanctions, but now the Board will make the orders public.

Leo rydzewskiDan moisandEthics commissionChair dan moisandGeneral counsel leo rydzewskiWall street journal