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Page 6 - Law And Regulation News Today : Breaking News, Live Updates & Top Stories | Vimarsana

Advisors, dealers seek tweaks to MSRB requalification proposal

The MSRB is proposing to allow previously qualified muni advisors, who have been out of the profession for two or more years, a one-time exemption from having to requalify by examination.

Community-based lenders object to SBA plan to open up 7(a)

Some lenders to companies owned by women, minorities and veterans say they'd prefer that the Small Business Administration strengthen its Community Advantage program rather than bring them into the agency's flagship loan-guarantee program.

CFPB seeks to limit banks ability to collect on delinquent HELOCs

In an appeals court filing, the Consumer Financial Protection Bureau wrote that a federal judge "ignored regulatory text, history and context" when she ruled against a PNC customer. The consumer argues that the bank shouldn't have pulled funds from his checking account after he was tardy in making payments on his home equity line of credit.

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