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SMBC Nikko hit by 5-billion-yen penalty for stock manipulation | The Asahi Shimbun: Breaking News, Japan News and Analysis

SMBC Nikko fined ¥700 million over market manipulation

The firm received an additional penalty of some ¥4.4 billion, while a former executive officer was given a suspended prison sentence.

SMBC Nikko fined ¥700 mil over market manipulation

A Japanese court on Monday ordered SMBC Nikko Securities Inc to pay a fine of 700 million yen and a forfeiture of 4.47 billion yen for manipulating the market by illegally propping up certain stock prices to stabilize them. The Tokyo District Court also sentenced the major brokerage's former executive…

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