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Navigating CCO liability risks: Tips for staying out of the SEC s crosshairs | Society of Corporate Compliance and Ethics (SCCE)

The issue of chief compliance officer (CCO) liability has long been debated; it has become a grave concern for CCOs, CEOs, and other C-suite executives who put on “too many hats” within.

United statesNew yorkThomas foxJeffrey kirkpatrickNathaniel botwinickBonniem hauptMengqi sunPeterb driscollFizza khanMichael asaroBarry greenbergTom corriganNational law journalFinancial industry regulatory authoritySilver regulatory associatesSociety of corporate compliance

Why Advisors Have A Fiduciary Duty To Be Educated In Cryptocurrency

Crytocurrencies are here to stay. It's well-past time advisors start learning about them.

Tyrone rossMatthew koleskyPeter harrellMichael kitcesMorgan stanleyMerrill lynchJournal risk compliance forumNational security councilWells fargoOnramp investWall street journalCompliance forumArbor capital managementArbor digital

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