Been online anytime in the past month and you’ve likely come across chatter about the drink of the fall, the pumpkin spice latte. These days pumpkin spice.
Jina Choi spoke to the Financial Times about the U.S. Securities and Exchange Commission (SEC) enforcement division sending document requests, including subpoenas.
During the "Directors Panel" at the Securities Enforcement Forum West, Jina Choi discussed voluntary self-disclosure policies with the Securities Exchange Commission (SEC).