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Archipelago Trading Services to Pay $1 5m to Settle SEC Charges

Archipelago Trading Services to Pay $1 5m to Settle SEC Charges
tradersmagazine.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from tradersmagazine.com Daily Mail and Mail on Sunday newspapers.

United statesKristin pauleyStephanie fischer bennettKathryna pyszkaAlexander leffertsJoon kwakAnnec mckinleyJoseph atatsiJennifer spicherThomas meierAshley dalmau holmesDanielr gregusChicago regional officeExchange commissionBank secrecySecurities exchange

SEC gov | SEC Charges Archipelago Trading Services with Failing to File Suspicious Activity Reports

SEC gov | SEC Charges Archipelago Trading Services with Failing to File Suspicious Activity Reports
sec.gov - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from sec.gov Daily Mail and Mail on Sunday newspapers.

United statesKathryna pyszkaJoseph atatsiJennifer spicherKristin pauleyThomas meierJoon kwakAnnec mckinleyDanielr gregusAlexander leffertsStephanie fischer bennettAshley dalmau holmesChicago regional officeSecurities exchangeDivision of examinationsArchipelago trading services inc

SEC Announces Three Actions Charging Deficient Cybersecurity Procedures

SEC Announces Three Actions Charging Deficient Cybersecurity Procedures
mondovisione.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from mondovisione.com Daily Mail and Mail on Sunday newspapers.

New yorkUnited statesUnited kingdomDaniel dewaalThomas meierChristine jeonSalvatore montemaranoPaul menshehaSteve likaAtif shameemKristine bakerMark fearerDavid muellerRichard hannibalPeter senechalleJennifer spicher