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ASIC ends 2021 with disciplinary blitz | Money Management

The Australian Securities and Investments Commission ended 2021 with a raft of fines, bannings, licence cancellations, and a bankruptcy notice.

Tweed headsNew south walesJustice kylie downesChristopher betaliJames furnellJustice andersonMichael christodoulou kingJames mawhinneySarah courtInvestments commissionAustralian financial complaints authorityUnited wealth groupAustralian securitiesChristodoulou kingPremium incomeCorporations act

ASIC cancels licence of wealth management firm and bans 2 advisers

The Australian financial services (AFS) licence of a Tweed Heads-based firm has been cancelled. On Tuesday, ASIC announced the news against United Wealth Group after it found “the operation of a on

James furnellNeil griffithsUnited wealth groupHadrian summersAdministrative appeals tribunalWealth group

ASIC cancels licence of wealth management firm and bans 2 advisers

The Australian Financial Services Licence of a Tweed Heads-based firm has been cancelled. On Tuesday (21 December), ASIC announced the news against United Wealth Group after it found “the operation

James furnellNeil griffithsUnited wealth groupHadrian summersAdministrative appeals tribunalWealth group

ASIC bans two Tweed Heads-based financial advisers for five and seven years

ASIC has banned James Furnell and Adrian Summers for seven and five years respectively. Mr Furnell was a director and authorised representative of

James furnellUnited wealth groupHadrian summersUnited wealth group pty ltdUnited wealthAdministrative appeals tribunalDisqualified persons

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