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UK Conduct Regulator Proposes Payment Optionality for Investment Research | Shearman & Sterling LLP

The U.K. Financial Conduct Authority has opened a consultation setting out proposals for allowing firms to use joint (bundled) payments for third-party research and execution services,.

Shearman sterlingUk financial conduct authorityResearch unbundlingJournal of the european unionExchange commissionCapital markets union action planConduct authorityInvestment research reviewAdviser regimeFinancial instruments directiveCapital markets union actionOfficial journalEuropean union

FCA to allow bundling of investment research payments in regime overhaul

The FCA has proposed a new way for asset managers to pay for investment research, as part of the government’s Edinburgh Reforms

United kingdomRachel kentIndependent research reviewFinancial conduct authorityRachel kentAsset managersEdinburgh reformsInvestment research review

Regulator floats reversal of key part of Mifid II as current rules restrict UK asset managers

FCA found that current options are "operationally complex and resource-intensive to maintain", and were having "negative effects".

United kingdomCity ofSarah pritchardRachel kentJack mendelResearch payment accountInvestment research reviewFinancial conduct authorityEdinburgh reforms

FCA plans to overhaul how asset managers pay for investment research

'Bundling' of payments for third-party research could level the playing field for smaller asset managers

United kingdomSarah pritchardInvestment research reviewUnited kingdom government

How to cure the City s depression? Some retail investor therapy

The London Stock Exchange needs wide reform, but recentering the role of retail investors could be a shot in the arm, writes Fraser Thorne.

City ofUnited kingdomFraser thorneJeremy huntLondon stock exchangeCapital exchange systemBritish gasRachel kent investment researchEdison groupGetty imagesLord hillUnited kingdom listings reviewEdinburgh reformsRachel kentInvestment researchPrivate intermittent securities

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