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FTC Issues Worker Non-Compete Ban as Chamber Lawsuit Looms

The proposal by the Federal Trade Commission would ban most new non-compete agreements including those of senior executives.

RIAs Aren't Growing, and It's a Problem We Need to Fix

The dips in M&A and total assets in 2022 should have been a wakeup call for the industry to return its focus to organic growth.

'Huge Catalyst'—ETF CEO Reveals A Massive $114 Trillion Wall Street Bombshell Is Quietly Headed For The Bitcoin Price

A $114 trillion "huge catalyst" could be about to hit the spot bitcoin ETF market.

Industry sees money laundering proposal burdening small firms

The (New) Marketing Rule: Perspectives on RIA Compliance, One Year Later | Davis Wright Tremaine LLP

As we move further away from the one-year anniversary of the compliance date for the SEC's new Marketing Rule 206(4)(1) under the Investment Advisers Act of 1940 (the "Marketing Rule"),.