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Top Congressional Dems Wants More Clarity on DOL's Fiduciary Rule

A Congressional subcommittee called a hearing to examine the DOL’s latest version of the fiduciary rule, which recently wrapped up its public comment period.

United-states
American
America
Americans
Joe-biden
Kamilla-elliot
Marc-cadin
House-financial-services-committee
Labor-department
Exchange-commission
Circuit-court
Consumer-federation-of-america

Vista Equity Partners promotes legal, compliance chiefs to senior managing director

Vista Equity Partners promotes legal, compliance chiefs to senior managing director
complianceweek.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from complianceweek.com Daily Mail and Mail on Sunday newspapers.

Washington
United-states
Simpson-thacher-bartlett
Schwartz
Investment-adviser-association
First-reserve-corp
Blum-capital
First-reserve
Simpson-thacher

Trying to halt the SEC

Financial industry groups are urging the agency to halt its most controversial proposals, but even the most reviled likely will avoid major changes.

United-states
Capitol-hill
District-of-columbia
White-house
American
Christopher-iacovella
Jay-gould
Stephen-hall
Stephen-bradford
Eversheds-sutherland
Kurt-wolfe
Gary-gensler

Advisors submit letters against SEC's AI proposal

Advisors submit letters against SEC's AI proposal
financial-planning.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from financial-planning.com Daily Mail and Mail on Sunday newspapers.

Petersburg
Sankt-peterburg
Russia
Massachusetts
United-states
Chicago
Illinois
American
Joseph-brady
Raymond-james
Seth-rosenbloom
William-galvin

18 Resources To Help Finance Workers Keep Track Of What's Trending

Attend events, access networks and read articles in other industries and look at how their financial practices are changing.

United-states
American
Ram-palaniappan
Geetanjali-tandon
Andreas-schweitzer
Evan-jehle
Neil-anders
David-rosenberg
Karim-nurani
Alex-rampell
Peter-boockvar
Kristo-kaarmann

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