A Congressional subcommittee called a hearing to examine the DOL’s latest version of the fiduciary rule, which recently wrapped up its public comment period.
Vista Equity Partners promotes legal, compliance chiefs to senior managing director complianceweek.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from complianceweek.com Daily Mail and Mail on Sunday newspapers.
Advisors submit letters against SEC's AI proposal financial-planning.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from financial-planning.com Daily Mail and Mail on Sunday newspapers.